Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Robertson Cumming | 6169579 | 6 | 10/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Robertson Cumming | 6169579 | 6 | 10/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Robertson Cumming | 6169579 | 6 | 10/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Robertson Cumming | 6169579 | 6 | 10/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Robertson Cumming | 6169579 | 6 | 09/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Thomas Hanratty | 2221488 | 1 | 09/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Robertson Cumming | 6169579 | 6 | 09/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Coty Channing Backmon | 4514533 | 2 | 08/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Daniel Baugher | 6080925 | 1 | 08/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Yunkyun Jung | 2628935 | 2 | 07/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |