Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Charles Hurm | 6501610 | 11 | 11/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Charles Hurm | 6501610 | 11 | 11/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Charles Hurm | 6501610 | 11 | 11/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Charles Hurm | 6501610 | 11 | 11/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Charles Hurm | 6501610 | 11 | 11/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kolby Lane Harris | 7558475 | 1 | 10/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Charles Murphy | 5979441 | 2 | 10/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James M Dellavecchia | 4903436 | 13 | 10/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James M Dellavecchia | 4903436 | 13 | 10/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Leo Beck | 6120403 | 9 | 09/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |