Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rodney Fabian | 3001220 | 1 | 08/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacobie Leauntus Green | 6692976 | 2 | 08/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Leo Beck | 6120403 | 9 | 07/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James M Dellavecchia | 4903436 | 13 | 07/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James M Dellavecchia | 4903436 | 13 | 06/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James M Dellavecchia | 4903436 | 13 | 06/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James M Dellavecchia | 4903436 | 13 | 06/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel George Messerly | 7181505 | 1 | 05/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ariel C Meredith | 7618500 | 4 | 04/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rhonda Lynne Fraction | 2515273 | 1 | 02/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |