Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Fox Gottfried | 6752803 | 4 | 04/02/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Peter McDonnell McDonnell | 7386264 | 6 | 03/31/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven Alfano | 5590444 | 9 | 03/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven Alfano | 5590444 | 9 | 03/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Peter McDonnell McDonnell | 7386264 | 6 | 02/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Drury | 7887126 | 2 | 02/19/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janmall Broome | 7136036 | 1 | 01/31/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Fox Gottfried | 6752803 | 4 | 12/15/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Peter McDonnell McDonnell | 7386264 | 6 | 10/31/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shane Fleury | 6107959 | 1 | 10/18/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |