Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gloria Barbier | 5719709 | 2 | 08/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Anne D'Agostino | 3208694 | 5 | 06/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benedict Heeboem Lee | 6415532 | 6 | 05/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alex Joshua McKenna | 5881354 | 1 | 04/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James M Dellavecchia | 4903436 | 13 | 04/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Charles Murphy | 5979441 | 2 | 04/09/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sergio Alberto Rojas | 5521486 | 2 | 02/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Devlin Morales | 7187743 | 1 | 02/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Gregory Clementi | 7547978 | 1 | 02/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Leo Beck | 6120403 | 9 | 02/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |