Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Orlando Riley-Barrett | 6852657 | 1 | 06/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alvin Eronmosele Enahoro | 6851913 | 1 | 05/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesse Logan Yoskowitz | 6865865 | 6 | 05/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesse Logan Yoskowitz | 6865865 | 6 | 05/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Lewis | 6381756 | 6 | 05/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Phillips | 7332479 | 2 | 04/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Naudia Persaud | 6388828 | 4 | 04/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ruth Lynn Clenton Garcia Palma | 7878906 | 1 | 04/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Caputo | 1635313 | 1 | 03/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James M Dellavecchia | 4903436 | 13 | 02/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |