Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Susana Castro | 4549665 | 2 | 04/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy P Busa | 7381183 | 2 | 03/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Joe Santy | 7679863 | 2 | 03/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mitchell Louis Walker | 1847375 | 2 | 03/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ilan Korchmar | 7092021 | 2 | 02/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Watson | 6837333 | 1 | 01/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Alfano | 5590444 | 9 | 01/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Feiner | 5051163 | 2 | 12/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Floyd Talmadge Ewing | 802876 | 3 | 12/16/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jaclyn C Deem | 5054390 | 4 | 12/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |