Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Perry Dicus | 7211979 | 1 | 07/25/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Derek M Giacomazzi | 2340387 | 4 | 04/10/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Adam Rutkowski | 2044538 | 3 | 12/13/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Bruce Cott | 3144052 | 1 | 12/29/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Howard Martin Weinstein | 1373062 | 4 | 01/01/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John M Moran | 1069038 | 2 | 05/26/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marguerite Luther Pickett | 3042184 | 1 | 07/08/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carter Gridley Rowles | 1182679 | 2 | 07/17/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph James Iacono | 1936401 | 3 | 09/13/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Harold Lee Gilbert | 812961 | 2 | 07/15/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |