Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Anthony Braga | 2721215 | 1 | 07/03/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Malcolm Dee Lewis | 6729044 | 1 | 10/27/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bill R Barba | 2673186 | 1 | 07/20/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Earl Peterson | 1704206 | 2 | 09/01/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas J Quinn | 1333447 | 1 | 06/23/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Craig Allen Mapstone | 2162915 | 1 | 06/10/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc David Goldfarb | 3172200 | 1 | 04/16/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Lee Noel | 2298450 | 1 | 03/18/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Levant Miguel Bishop | 2665428 | 1 | 06/28/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Anthony de Gout | 4666057 | 1 | 07/17/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |