Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James David Skilling | 6085242 | 1 | 05/12/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bryan Anthony Braud | 5940297 | 1 | 03/28/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Francis Michael Vitale | 5923877 | 1 | 01/07/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Maxwell Fricker | 5992998 | 1 | 12/11/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Ziolkowski | 5996755 | 1 | 07/07/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Chaboya | 6871492 | 1 | 06/28/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Thomas Stiles | 6245319 | 1 | 02/29/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Benton Penn | 3225731 | 1 | 08/25/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carron Lynn Lucero | 2467770 | 3 | 06/20/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shawn Paylor | 7372458 | 1 | 10/11/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |