Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean Micheal Sency | 6930781 | 1 | 11/03/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leo Otto Eastman | 6033949 | 1 | 10/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jaclyn C Deem | 5054390 | 4 | 09/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ilan Korchmar | 7092021 | 2 | 09/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Lewis | 6381756 | 6 | 09/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy P Busa | 7381183 | 2 | 08/03/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julianne Opet | 7684532 | 1 | 07/31/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vinh Xuan Ho | 6756182 | 2 | 07/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ricardo Velez | 7791014 | 1 | 07/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Carl Sandstrom | 7765281 | 4 | 07/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |