Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Monica B Kelly | 7608813 | 1 | 05/11/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Geraldine Ann Grena-Daneman | 1663548 | 2 | 05/06/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Justin Carl Sandstrom | 7765281 | 4 | 04/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Brianna Leigh Cook | 7813685 | 7 | 02/18/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Brianna Leigh Cook | 7813685 | 7 | 02/18/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Cornell Thomas Jason White | 7518622 | 1 | 12/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Arthur Lewis | 6381756 | 6 | 12/10/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Omari F Thomas | 4080767 | 3 | 12/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jaclyn C Deem | 5054390 | 4 | 12/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Tiffany Michele Arthur | 7680902 | 1 | 11/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |