Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Earl Peterson | 1704206 | 2 | 08/21/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Nelson Dinklage | 2674824 | 4 | 05/30/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Lewis Bernard | 706672 | 3 | 03/17/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Gibbs | 3273705 | 6 | 12/31/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Lewis Bernard | 706672 | 3 | 10/28/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Nelson Dinklage | 2674824 | 4 | 01/30/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arnold Frank | 709916 | 10 | 01/24/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rodney Adolphus Foster | 1191393 | 2 | 07/14/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arnold Frank | 709916 | 10 | 06/09/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Victoriano Dequia Reyes | 832118 | 4 | 02/26/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |