Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Abel Viteri | 6635872 | 5 | 01/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Morrayna Louise Gaskins | 6799611 | 4 | 01/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Garnet Lyndon Wahlund | 2685273 | 8 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashot Minasyan | 6724461 | 1 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Ray Ramos | 6975152 | 1 | 09/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Mooney | 5558112 | 3 | 05/27/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Mooney | 5558112 | 3 | 02/04/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth John Traficante | 1697422 | 1 | 11/20/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Howard Martin Weinstein | 1373062 | 4 | 11/19/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vishal Vibhaker Patel | 4619657 | 3 | 02/29/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |