Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephanie Anne Valentine | 6037669 | 3 | 09/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas James Zupancic | 7454900 | 5 | 09/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vishal Vibhaker Patel | 4619657 | 3 | 09/01/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Kay Skiles | 6250766 | 4 | 08/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Tapia | 2345038 | 2 | 07/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Robert Ranick | 7668182 | 1 | 06/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shahryar Kashanchi | 1351829 | 3 | 05/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Catha A Simons | 2732605 | 3 | 05/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jermain Octaveus Hall | 3131799 | 7 | 04/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jermain Octaveus Hall | 3131799 | 7 | 04/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |