Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Thomas Broom | 5954680 | 2 | 12/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Thomas Manchester | 4397883 | 2 | 12/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vishal Vibhaker Patel | 4619657 | 3 | 12/16/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rebekah Anne Carlson | 7169886 | 3 | 11/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Lawrence Kearney | 2909067 | 3 | 11/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kayla Tessmer | 7862672 | 1 | 11/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Lawrence Kearney | 2909067 | 3 | 11/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Lawrence Kearney | 2909067 | 3 | 11/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Marsters Wright | 4443385 | 3 | 10/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kent James Shuster | 2097311 | 9 | 10/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |