Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Alfano | 5590444 | 9 | 05/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Christine Gattis | 4161346 | 3 | 05/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Christine Gattis | 4161346 | 3 | 05/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rebekah Anne Carlson | 7169886 | 3 | 04/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas James Zupancic | 7454900 | 5 | 04/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew John Shuckrow | 7644722 | 1 | 04/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan James Brems | 3150910 | 1 | 03/22/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Tanya M Adams | 6557303 | 1 | 02/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jermain Octaveus Hall | 3131799 | 7 | 12/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kent James Shuster | 2097311 | 9 | 12/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |