Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jimmy McMillian | 1544644 | 3 | 04/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Leo Beck | 6120403 | 9 | 03/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Darwin Mirisoloff | 6303291 | 1 | 02/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jermain Octaveus Hall | 3131799 | 7 | 02/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Benoni Dunbar | 3061397 | 2 | 12/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Benoni Dunbar | 3061397 | 2 | 12/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barbara Ellen Gallagher | 1559818 | 1 | 11/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jermain Octaveus Hall | 3131799 | 7 | 11/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Jacobs | 5904045 | 1 | 11/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Robertson Cumming | 6169579 | 6 | 10/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |