Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Thomas Broom | 5954680 | 2 | 08/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas James Zupancic | 7454900 | 5 | 08/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Coty Channing Backmon | 4514533 | 2 | 06/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Holt | 2429681 | 1 | 06/02/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rebekah Anne Carlson | 7169886 | 3 | 05/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Trevor Alex Farrington | 5361789 | 2 | 05/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Bernard Herterich | 2193826 | 1 | 04/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Morrayna Louise Gaskins | 6799611 | 4 | 04/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Arguelles Trias | 4702898 | 1 | 04/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jimmy McMillian | 1544644 | 3 | 04/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |