Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Alfano | 5590444 | 9 | 08/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fatima Renee Finley | 5913875 | 4 | 08/15/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Anne D'Agostino | 3208694 | 5 | 07/20/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ioannis Kyriakos Profylienos | 5748613 | 4 | 06/29/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Ryan Fabozzi | 7092228 | 3 | 06/03/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Ryan Fabozzi | 7092228 | 3 | 06/03/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fatima Renee Finley | 5913875 | 4 | 05/05/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Russell Webb | 3198547 | 1 | 05/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ioannis Kyriakos Profylienos | 5748613 | 4 | 04/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ioannis Kyriakos Profylienos | 5748613 | 4 | 04/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |