Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jennifer R Mazza | 2882413 | 1 | 10/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James M Dellavecchia | 4903436 | 13 | 10/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joubin Eshaghian | 2785775 | 2 | 10/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ariel C Meredith | 7618500 | 4 | 10/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ariel C Meredith | 7618500 | 4 | 10/05/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Bourke | 6430920 | 1 | 09/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Alfano | 5590444 | 9 | 09/04/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Francis Diaz | 6724881 | 2 | 08/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Francis Diaz | 6724881 | 2 | 08/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rodney Fabian | 3001220 | 1 | 08/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |