Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jaclyn C Deem | 5054390 | 4 | 12/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Omari F Thomas | 4080767 | 3 | 11/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mickey Dana Dubberly | 4200897 | 4 | 11/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Alfano | 5590444 | 9 | 11/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin A Maritato | 7299280 | 1 | 10/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sergio Alberto Rojas | 5521486 | 2 | 10/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Bisotooni | 7901223 | 1 | 09/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Nicholas Chiconas | 2803310 | 1 | 09/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mohammed A Rahman | 1817016 | 1 | 09/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Lewis | 6381756 | 6 | 08/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |