Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randal James Lupi | 4820954 | 1 | 06/25/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Yunkyun Jung | 2628935 | 2 | 06/13/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dan-Leng Della Wu | 1340315 | 1 | 06/10/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dervinder Singh | 2146392 | 3 | 06/10/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Warren Kint | 1506728 | 1 | 06/06/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James L Howell Jr | 1888049 | 1 | 05/31/2019 | Customer Dispute | Denied | $6,823.31 | $0.00 | See FINRA Report |
| Floyd Talmadge Ewing | 802876 | 3 | 05/20/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Craig Alan Hyldahl | 1089980 | 1 | 05/19/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Mooney | 5558112 | 3 | 05/08/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Serge R Pinard | 2032637 | 3 | 04/15/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |