Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Adam Rutkowski | 2044538 | 3 | 10/10/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mary Kathryn Giardina | 7201977 | 1 | 09/05/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ian Andrew Cook | 4970473 | 4 | 08/18/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tokiko Uchiyama | 5665633 | 2 | 08/10/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Lee Hutchinson | 2918290 | 2 | 08/08/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robyn Carol Hutchinson | 3161618 | 1 | 08/08/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Garnet Lyndon Wahlund | 2685273 | 8 | 07/22/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Conflitti | 6976640 | 1 | 06/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jared Mitchel Gaddis | 5925135 | 1 | 06/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Garret Jay Sladek | 6772029 | 1 | 06/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |