Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Morris | 1025904 | 5 | 02/10/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Henry Briscoe Thomas | 1186107 | 2 | 02/06/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alexander Francis Guidotti | 727870 | 1 | 09/13/1997 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Jules Frank Delalla | 2159117 | 2 | 09/11/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |