Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Elton Mantle | 2482189 | 1 | 04/10/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barry Martin Weinstein | 2758508 | 1 | 02/10/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Winthrop | 2445102 | 5 | 11/16/1999 | Customer Dispute | Denied | $21,777.00 | $0.00 | See FINRA Report |
| John M Moran | 1069038 | 2 | 06/28/1999 | Customer Dispute | Denied | $115,000.00 | $0.00 | See FINRA Report |
| John Dallas McKinnon | 2058469 | 2 | 05/24/1999 | Customer Dispute | Denied | $6,572.08 | $0.00 | See FINRA Report |
| Waicheuk Johnny Chan | 2028479 | 1 | 02/17/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carl Carmine Della Sala | 1329262 | 1 | 11/06/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Gerard Gundrum | 1819476 | 7 | 04/30/1998 | Customer Dispute | Denied | $3,200.00 | $0.00 | See FINRA Report |
| Marie Teresa Lamar | 1033460 | 1 | 04/30/1998 | Customer Dispute | Denied | $10,031.00 | $0.00 | See FINRA Report |
| Thomas Michael Custance | 1910194 | 2 | 03/12/1998 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |