Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Betty Lou Carver Hawbaker | 1452483 | 9 | 08/07/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| T Scott Newman | 2151606 | 1 | 07/29/2002 | Customer Dispute | Denied | $96,378.50 | $0.00 | See FINRA Report |
| Molly Jean Ellis | 2641534 | 2 | 05/29/2002 | Customer Dispute | Denied | $8,115.83 | $0.00 | See FINRA Report |
| Benjamin Adam Felicelli | 3156010 | 3 | 05/23/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Matthew Winthrop | 2445102 | 5 | 03/07/2002 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Mazhar Mahmood | 2876589 | 6 | 09/20/2001 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| William Nash Gammill | 1928972 | 2 | 08/16/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Martin Tabman | 2456989 | 3 | 07/25/2001 | Customer Dispute | Denied | $10,000,000.00 | $0.00 | See FINRA Report |
| James Gibbs | 3273705 | 6 | 06/26/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Sung Jin Cho | 2044180 | 9 | 02/07/2001 | Customer Dispute | Denied | $3,961.00 | $0.00 | See FINRA Report |