Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian T Yun | 2340753 | 1 | 03/28/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Eugene King | 2665290 | 1 | 03/24/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Russell Steven Staley | 2351188 | 1 | 03/14/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Betty Lou Carver Hawbaker | 1452483 | 9 | 03/12/2003 | Customer Dispute | Denied | $17,218.90 | $0.00 | See FINRA Report |
| Manuel Suangco Dayao | 729931 | 1 | 01/24/2003 | Customer Dispute | Denied | $303,600.00 | $0.00 | See FINRA Report |
| James F Reddington | 2560133 | 1 | 01/10/2003 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Brian Saul Klazmer | 1189130 | 1 | 12/03/2002 | Customer Dispute | Denied | $143,000.00 | $0.00 | See FINRA Report |
| Frederick Earl Vanpatten | 1204070 | 4 | 10/29/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Murray | 2924905 | 2 | 09/13/2002 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Mark Joseph Hulbert | 1875094 | 1 | 08/08/2002 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |