Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Michael Coppola | 1848695 | 2 | 11/03/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shai Y Har-El | 1042318 | 2 | 09/16/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Betty Lou Carver Hawbaker | 1452483 | 9 | 07/14/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Betty Lou Carver Hawbaker | 1452483 | 9 | 07/08/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Betty Lou Carver Hawbaker | 1452483 | 9 | 07/03/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nathan Sanford Cobert | 1986373 | 1 | 05/23/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Winthrop | 2445102 | 5 | 05/02/2003 | Customer Dispute | Denied | $86,000.00 | $0.00 | See FINRA Report |
| Clinton Robert Hare | 1050896 | 7 | 04/16/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Anthony Snow | 718038 | 3 | 04/15/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Troy Layne Rust | 2064939 | 1 | 03/31/2003 | Customer Dispute | Denied | $450,000.00 | $0.00 | See FINRA Report |