Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Robert Holdsworth | 1725123 | 4 | 03/05/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Robert Henderson | 1819434 | 1 | 02/27/2004 | Customer Dispute | Denied | $1,250,000.00 | $0.00 | See FINRA Report |
| Gary Alan Egorov | 2530591 | 1 | 02/23/2004 | Customer Dispute | Denied | $6,185.72 | $0.00 | See FINRA Report |
| Eric Hoa Chang | 3265369 | 4 | 02/10/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Mosslih | 4662400 | 4 | 01/29/2004 | Customer Dispute | Denied | $86,519.00 | $0.00 | See FINRA Report |
| John Joseph Teti | 1018336 | 3 | 01/20/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Clarence Lester Turner | 854500 | 1 | 01/12/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Howell Alexander Ogeary | 1979838 | 4 | 11/21/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Natale | 823999 | 2 | 11/18/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Nicholas Mariani | 2708138 | 2 | 11/06/2003 | Customer Dispute | Denied | $98,709.80 | $0.00 | See FINRA Report |