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FINRA Broker Disclosures for Equitable Advisors, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.

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Displaying 511-520 out of 574 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Ralph Willner Giwerc2471500106/24/2004Customer DisputeDenied$0.00$0.00See FINRA Report
Paul Laurence Miller2914836105/17/2004Customer DisputeDenied$6,800.00$0.00See FINRA Report
Brent Wood Koch1336567404/06/2004Customer DisputeDenied$0.00$0.00See FINRA Report
Timothy Robert Holdsworth1725123404/01/2004Customer DisputeDenied$0.00$0.00See FINRA Report
Vincent Francis Barbetta12200103/25/2004Customer DisputeDenied$0.00$0.00See FINRA Report
Jeffrey Gerard Gundrum1819476703/24/2004Customer DisputeDenied$0.00$0.00See FINRA Report
Paul Eugene Southard1291554203/16/2004Customer DisputeDenied$0.00$0.00See FINRA Report
Jeffrey Gerard Gundrum1819476703/10/2004Customer DisputeDenied$0.00$0.00See FINRA Report
Tammy Lynn Butts1750441303/10/2004Customer DisputeDenied$0.00$0.00See FINRA Report
Eddie Rodriguez Perez2864412103/08/2004Customer DisputeDenied$0.00$0.00See FINRA Report

574 Results

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