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FINRA Broker Disclosures for Equitable Advisors, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.

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Displaying 501-510 out of 574 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Kevin Michael Murray2924905204/07/2005Customer DisputeDenied$0.00$0.00See FINRA Report
Eric Louis Heilmann4453474104/01/2005Customer DisputeDenied$0.00$0.00See FINRA Report
William Robert Lunney736470203/31/2005Customer DisputeDenied$0.00$0.00See FINRA Report
Robert Michael Scott1012615103/15/2005Customer DisputeDenied$0.00$0.00See FINRA Report
Christopher Joseph Wyllie4244895402/24/2005Customer DisputeDenied$0.00$0.00See FINRA Report
Timothy Robert Holdsworth1725123401/18/2005Customer DisputeDenied$5,000.00$0.00See FINRA Report
Matthew Joseph Robey1413534111/02/2004Customer DisputeDenied$0.00$0.00See FINRA Report
Matthew Robert Speedy2565942110/05/2004Customer DisputeDenied$0.00$0.00See FINRA Report
John Michael Cicala3198476108/09/2004Customer DisputeDenied$0.00$0.00See FINRA Report
Howard Martin Burke2235678207/06/2004Customer DisputeDenied$0.00$0.00See FINRA Report

574 Results

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