Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John T Rohe | 6221063 | 1 | 02/01/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ashlynn Bernadette Mohan | 6783536 | 1 | 01/23/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Teofilo Tell Gonzalez | 4386670 | 1 | 01/03/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alexis Steffanie Resnick | 5365621 | 1 | 12/21/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenny Joseph Charles | 7280497 | 1 | 12/03/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gabriela Maria Reyes Alvarenga | 7162528 | 1 | 12/03/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bryan Plunkett | 6909586 | 1 | 11/01/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Andrew Samuelsohn | 7100341 | 1 | 10/26/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Terrence Leong | 6911655 | 1 | 10/26/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ferdinand Alexander Ruplin | 1651751 | 3 | 10/14/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |