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FINRA Broker Disclosures for Equitable Advisors, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.

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Displaying 481-490 out of 574 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Kevin J Cosentino4625197302/22/2006Customer DisputeDenied$0.00$0.00See FINRA Report
Richard Anthony Cosentino54728102/22/2006Customer DisputeDenied$0.00$0.00See FINRA Report
Richard Todd Sweet1550660102/14/2006Customer DisputeDenied$5,988.00$0.00See FINRA Report
William Callahan Florenz3065038102/13/2006Customer DisputeDenied$0.00$0.00See FINRA Report
James Anthony Czajkowski1391990202/08/2006Customer DisputeDenied$0.00$0.00See FINRA Report
Domenic Joseph Tassoni2400347101/25/2006Customer DisputeDenied$0.00$0.00See FINRA Report
Daniel A Basileo2130195411/21/2005Customer DisputeDenied$0.00$0.00See FINRA Report
Amy M Portilla4537705110/14/2005Customer DisputeDenied$7,410.00$0.00See FINRA Report
Daniel William Murdock1350939210/11/2005Customer DisputeDenied$0.00$0.00See FINRA Report
Reba Beatrice Bunt1430306110/10/2005Customer DisputeDenied$0.00$0.00See FINRA Report

574 Results

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