Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Russell Brian Stump | 1746382 | 2 | 10/16/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kirk Gavin Welcome | 4337901 | 3 | 10/12/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Garnet Lyndon Wahlund | 2685273 | 8 | 10/10/2006 | Customer Dispute | Denied | $9,888.00 | $0.00 | See FINRA Report |
| Eric Hoa Chang | 3265369 | 4 | 08/21/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard James Trinitapoli | 800958 | 2 | 08/18/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Howell Alexander Ogeary | 1979838 | 4 | 06/15/2006 | Customer Dispute | Denied | $194,669.00 | $0.00 | See FINRA Report |
| Neal Edward Hayias | 854703 | 3 | 06/09/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Howard Ross | 1065919 | 1 | 05/09/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Anson Mitchell | 1031978 | 2 | 04/28/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth L Walton | 3081868 | 3 | 03/21/2006 | Customer Dispute | Denied | $100,892.00 | $0.00 | See FINRA Report |