Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Cannon Epperson | 4018205 | 2 | 01/29/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Kerwin Garceau | 2205120 | 1 | 01/18/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Hanley | 1996307 | 3 | 01/02/2008 | Customer Dispute | Denied | $13,653.00 | $0.00 | See FINRA Report |
| Gregory William Ricker | 2545035 | 4 | 10/16/2007 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Malcolm Rhys Tippins | 2544117 | 1 | 08/28/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frank Aloyius Donnelly | 70088 | 2 | 08/22/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Howard Martin Weinstein | 1373062 | 4 | 08/21/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd W Watts | 4163336 | 1 | 08/16/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Paul Geloso | 4130780 | 1 | 08/13/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Evan Deforest Dailey | 2233048 | 1 | 05/21/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |