Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Nicholas Dinicola | 1989073 | 1 | 09/19/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jim Flint Fortenberry | 3035234 | 1 | 09/15/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shaun David O'Connor | 4371699 | 1 | 08/26/2008 | Customer Dispute | Denied | $5,308.29 | $0.00 | See FINRA Report |
| Gregg Adam Gunzburg | 1897023 | 6 | 07/18/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robin Paul Robert | 1537398 | 2 | 07/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tammy Lynn Butts | 1750441 | 3 | 07/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Paul Zaborowski | 4945249 | 1 | 06/16/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charlotte Ann Sloan | 1373089 | 1 | 06/12/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Paul Flodder | 3242462 | 2 | 05/28/2008 | Customer Dispute | Denied | $5,794.00 | $0.00 | See FINRA Report |
| Seong Taek Hahn | 1968777 | 1 | 05/06/2008 | Customer Dispute | Denied | $41,968.90 | $0.00 | See FINRA Report |