Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Katherine McKain Chesley | 2864147 | 1 | 01/16/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Cukier | 3085222 | 3 | 12/22/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Mark Spencer | 1124264 | 2 | 12/06/2008 | Customer Dispute | Denied | $24,010.00 | $0.00 | See FINRA Report |
| Mark Rolnick | 4467464 | 3 | 11/24/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Rolnick | 4467464 | 3 | 11/21/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Dwight Thorsen | 1016823 | 1 | 11/04/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas J Noto | 4560521 | 1 | 10/25/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Joe Urban | 3270920 | 1 | 10/23/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Gary Langus | 302175 | 4 | 10/13/2008 | Customer Dispute | Denied | $13,604.70 | $0.00 | See FINRA Report |
| Peter Anthony Soriento | 2063691 | 2 | 10/10/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |