Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason H Crawford | 4517749 | 1 | 06/11/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Joseph Molles | 2976343 | 1 | 05/27/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rhodora Lacdan Dolores | 2629025 | 1 | 04/23/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frederick Earl Vanpatten | 1204070 | 4 | 04/20/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marc R Lichtman | 3165133 | 1 | 04/10/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dror N Nir | 2928368 | 1 | 04/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Melvin Roth | 405582 | 3 | 04/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sara Urban | 2404688 | 4 | 04/07/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wilton Rodwell Drake | 2536804 | 2 | 04/06/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Stephen Thomas | 2176069 | 2 | 03/31/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |