Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael John Tippin | 2631099 | 1 | 09/21/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Long Lynch | 2623124 | 1 | 09/11/2009 | Customer Dispute | Denied | $18,840.00 | $0.00 | See FINRA Report |
| Gerald William Tyson | 2537308 | 1 | 08/15/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Alan Mieras | 715006 | 3 | 08/13/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Cornell Claudel | 48141 | 1 | 08/10/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Mark Farber | 204385 | 1 | 07/31/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Molly Jean Ellis | 2641534 | 2 | 07/07/2009 | Customer Dispute | Denied | $15,675.00 | $0.00 | See FINRA Report |
| Bradley Steven Turner | 3193524 | 2 | 07/02/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Fiori | 4963783 | 1 | 06/25/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Arnold Frank | 709916 | 10 | 06/18/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |