Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Joseph Wyllie | 4244895 | 4 | 09/15/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Yeboah | 1940128 | 1 | 09/09/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick J Jarzembowski | 2337835 | 4 | 06/02/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Angela Ai Liu | 6769962 | 1 | 04/28/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lusha Liu | 5649550 | 2 | 04/28/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ian Andrew Cook | 4970473 | 4 | 04/09/2021 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Kenneth Roy Greenblatt | 1339690 | 2 | 04/05/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony J Smith | 6202332 | 1 | 03/25/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Jay Hardisty | 2044525 | 1 | 02/23/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Roberto Guillermo Schwartz | 5415580 | 1 | 02/10/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |