Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Lee Baker | 5581527 | 1 | 08/14/2023 | Customer Dispute | Denied | $15,824.80 | $0.00 | See FINRA Report |
| Jamie C Huffman | 6218021 | 1 | 08/14/2023 | Customer Dispute | Denied | $15,824.80 | $0.00 | See FINRA Report |
| David Christopher Hartke | 6774968 | 1 | 08/08/2023 | Customer Dispute | Denied | $9,444.95 | $0.00 | See FINRA Report |
| Alan Irwin Margolies | 1442195 | 3 | 07/15/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robeson Dubois Hilton | 6422649 | 1 | 06/21/2023 | Customer Dispute | Denied | $550,000.00 | $0.00 | See FINRA Report |
| Emil Babayans | 1420382 | 2 | 06/18/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mary Sue Kenny | 5975316 | 1 | 06/06/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Catha A Simons | 2732605 | 3 | 04/05/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Francis Aloysius Donnelly III | 2631761 | 3 | 03/17/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Leo Harrison Thomas | 1668821 | 1 | 02/06/2023 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |