Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Fairfax Baker | 2980214 | 1 | 12/11/2009 | Customer Dispute | Denied | $42,000.00 | $0.00 | See FINRA Report |
| Anne C Briggs | 2689265 | 1 | 11/23/2009 | Customer Dispute | Denied | $6,543.82 | $0.00 | See FINRA Report |
| Charles Albert Eshelman | 1339467 | 1 | 11/13/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raymond Jon Ten Hoopen | 1549394 | 2 | 11/09/2009 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Youssef Naguib Marzouk | 1078356 | 2 | 11/06/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raymond Jon Ten Hoopen | 1549394 | 2 | 10/20/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Martha Blanche Warschau | 734721 | 1 | 10/20/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mazhar Mahmood | 2876589 | 6 | 10/07/2009 | Customer Dispute | Denied | $45,959.00 | $0.00 | See FINRA Report |
| Michael P Cosentino | 4697478 | 3 | 10/01/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nan Yin Dai Juan | 2205878 | 1 | 09/24/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |