Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Betty Lou Carver Hawbaker | 1452483 | 9 | 04/02/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Hoyt Alexander Altizer | 4476291 | 1 | 04/01/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jerri Lynn Walker Batts | 4289067 | 1 | 03/29/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lily Qian | 4716832 | 2 | 03/24/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Fernando Rene Aceves | 5153385 | 1 | 03/03/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas William Todd | 1913458 | 1 | 02/01/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raymond Edward Sipel | 716780 | 1 | 02/01/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Edwin Thompson | 828428 | 2 | 01/28/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert James Michalak | 805932 | 2 | 01/15/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mazhar Mahmood | 2876589 | 6 | 12/23/2009 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |