Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Douglas Mills | 4582786 | 2 | 12/17/2010 | Customer Dispute | Denied | $8,650.55 | $0.00 | See FINRA Report |
| Michael Anthony Natale | 823999 | 2 | 12/16/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jimmy McMillian | 1544644 | 3 | 12/14/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Francis Aloysius Donnelly III | 2631761 | 3 | 12/03/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Marc Harmon | 1505722 | 2 | 10/30/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Walter Shreve | 1041652 | 1 | 10/13/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Bruce Wetzel | 464224 | 3 | 09/20/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Troy Randolph Barrentine | 2322904 | 1 | 08/26/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Mark Binder | 4972343 | 1 | 08/24/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Harlan Wilburn | 2967731 | 4 | 08/23/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |