Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven William Higley | 2848683 | 1 | 08/26/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rickie Panello Johnson | 1234714 | 1 | 08/17/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Clinton Robert Hare | 1050896 | 7 | 08/15/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Walter Burns | 849864 | 1 | 06/20/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Thomas Dayton | 1040383 | 1 | 06/20/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jai-Hong Park | 4474195 | 2 | 05/18/2011 | Customer Dispute | Denied | $39,000.00 | $0.00 | See FINRA Report |
| Bernard Joseph McCole | 3041422 | 1 | 03/23/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jose Alberto Castro Frenzel | 1233007 | 1 | 03/23/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher William Mullin | 3159656 | 1 | 01/14/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Paul Coats | 731681 | 1 | 01/10/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |