Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Eugene Meanor | 2077865 | 2 | 12/09/2011 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Steven Song Kang | 1035557 | 2 | 11/29/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Betty Lou Carver Hawbaker | 1452483 | 9 | 11/18/2011 | Customer Dispute | Denied | $9,400.00 | $0.00 | See FINRA Report |
| Serge R Pinard | 2032637 | 3 | 11/18/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frederick Earl Vanpatten | 1204070 | 4 | 10/25/2011 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Dervinder Singh | 2146392 | 3 | 10/07/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sung Jin Cho | 2044180 | 9 | 10/07/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas Ferdinando Massimo | 2611900 | 1 | 09/23/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Cukier | 3085222 | 3 | 09/19/2011 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Peter Cukier | 3085222 | 3 | 09/06/2011 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |