Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Betty Lou Carver Hawbaker | 1452483 | 9 | 05/18/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stacy Jean Hayes | 4442704 | 1 | 04/19/2012 | Customer Dispute | Denied | $6,650.00 | $0.00 | See FINRA Report |
| Gregg Adam Gunzburg | 1897023 | 6 | 04/16/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Colin Guimin Feng | 2987747 | 1 | 04/09/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alfred Richard Soricelli | 2394132 | 1 | 03/09/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Gerard Finley | 5855675 | 1 | 02/06/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ian Andrew Cook | 4970473 | 4 | 01/27/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory A Ronneburger | 4367043 | 1 | 01/26/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Renato Sirianni | 425417 | 1 | 01/03/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Evan Klein | 5060520 | 5 | 12/16/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |