Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory A Ronneburger | 4367043 | 1 | 01/26/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Renato Sirianni | 425417 | 1 | 01/03/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Joseph Reisman | 5146270 | 2 | 12/20/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marshall R Manoff | 5611607 | 1 | 12/16/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Klein | 5060520 | 5 | 12/16/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Eugene Meanor | 2077865 | 2 | 12/09/2011 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Steven Song Kang | 1035557 | 2 | 11/29/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Betty Lou Carver Hawbaker | 1452483 | 9 | 11/18/2011 | Customer Dispute | Denied | $9,400.00 | $0.00 | See FINRA Report |
| Serge R Pinard | 2032637 | 3 | 11/18/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frederick Earl Vanpatten | 1204070 | 4 | 10/25/2011 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |