Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arnold Frank | 709916 | 10 | 06/09/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Roger Robert Ruden | 2443415 | 1 | 05/30/2012 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Betty Lou Carver Hawbaker | 1452483 | 9 | 05/18/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason Chi-Wei Fu | 1329403 | 4 | 04/19/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregg Adam Gunzburg | 1897023 | 6 | 04/16/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Colin Guimin Feng | 2987747 | 1 | 04/09/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stewart Mark Miller | 1641126 | 1 | 03/15/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alfred Richard Soricelli | 2394132 | 1 | 03/09/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Gerard Finley | 5855675 | 1 | 02/06/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ian Andrew Cook | 4970473 | 4 | 01/27/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |