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FINRA Broker Disclosures for Equitable Advisors, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 574 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Frank Aloyius Donnelly70088211/14/2023Customer DisputeDenied$72,331.00$0.00See FINRA Report
George Osipovitch5112804211/08/2023Customer DisputeDenied$0.00$0.00See FINRA Report
Matthew Ryan Fiori6245653110/30/2023Customer DisputeDenied$0.00$0.00See FINRA Report
Richard Dustin Brittain5928857110/27/2023Customer DisputeDenied$0.00$0.00See FINRA Report
Michael Starego6781724110/13/2023Customer DisputeDenied$0.00$0.00See FINRA Report
Pat Gravino5114466210/04/2023Customer DisputeDenied$13,880.00$0.00See FINRA Report
Richard Adam Nicholas5424644109/06/2023Customer DisputeDenied$0.00$0.00See FINRA Report
Marc William Sheridan5495006109/05/2023Customer DisputeDenied$0.00$0.00See FINRA Report
Jerry Clare Huggett2250009108/30/2023Customer DisputeDenied$0.00$0.00See FINRA Report
Al Stephen Lovelace2393766408/23/2023Customer DisputeDenied$0.00$0.00See FINRA Report

574 Results

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