Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Ray Johnston | 6388029 | 1 | 03/14/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bryan Preston Lubitz | 4381244 | 6 | 03/08/2022 | Customer Dispute | Denied | $71,000.00 | $0.00 | See FINRA Report |
| Cindy Bichchau Nguyen | 2919685 | 1 | 03/07/2022 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Bryant Abbott King | 6136051 | 2 | 03/02/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Qasim Sharif Ellis | 6083667 | 1 | 01/05/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Morrayna Louise Gaskins | 6799611 | 3 | 01/05/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Hay Wan Wong | 2021269 | 1 | 12/02/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Mark Erwin | 2284018 | 1 | 10/29/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Bengel | 7014712 | 1 | 10/12/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dillon Wesley Farrell | 7266100 | 1 | 09/29/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |